Change in the Interest of Substantial Shareholder Pursuant to Section 138 of CA 2016

21/10/2020

Changes in Sub. S-hldr's Int (Section 138 of CA 2016)

SWS CAPITAL BERHAD

Particulars of substantial Securities Holder

Name PUAN SRI DATIN CHAN MEI CHENG
Nationality/Country of incorporation Malaysia
Descriptions (Class) Warrants

Details of changes

No Date of change
No of securities
Type of Transaction Nature of Interest
20 Oct 2020
3,207,500
Disposed Direct Interest
Name of registered holder PUAN SRI DATIN CHAN MEI CHENG
Description of "Others" Type of Transaction

Circumstances by reason of which change has occurred Open market deal
Nature of interest Direct Interest
Direct (units) 1,179,828
Direct (%) 1.294
Indirect/deemed interest (units) 18,008,647
Indirect/deemed interest (%) 19.752
Total no of securities after change 19,188,475
Date of notice 21 Oct 2020
Date notice received by Listed Issuer 21 Oct 2020


Remarks :
The above disposal represented 3.518% of the outstanding Warrants of the Company.

Total no. of warrants held after the above transaction:

Direct interest:

Puan Sri Datin Seri Chan Mei Cheng (Wife) - 1,179,828 Warrants

Indirect interest:

Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai - 8,698,512 Warrants
Tan Hui Ting (Daughter) - 2,717,812 Warrants
Tan Hui Lun (Daughter) - 4,348,395 Warrants
Tan Kean Aik (Son) - 2,243,928 Warrants


Announcement Info

Company Name SWS CAPITAL BERHAD
Stock Name SWSCAP-WB
Date Announced 21 Oct 2020
Category Change in the Interest of Substantial Shareholder Pursuant to Section 138 of CA 2016
Reference Number CS2-19102020-00119