Change in the Interest of Substantial Shareholder Pursuant to Section 138 of CA 2016

03/12/2020

Changes in Sub. S-hldr's Int (Section 138 of CA 2016)

SWS CAPITAL BERHAD

Particulars of substantial Securities Holder

Name TAN SRI DATO SERI TAN KING TAI @ TAN KHOON HAI
Nationality/Country of incorporation Malaysia
Descriptions (Class) Warrants

Details of changes

No Date of change
No of securities
Type of Transaction Nature of Interest
03 Dec 2020
1,161,312
Disposed Indirect Interest
Name of registered holder TAN HUI LUN
Description of "Others" Type of Transaction

Circumstances by reason of which change has occurred Open market deal
Nature of interest Indirect Interest
Direct (units) 8,698,512
Direct (%) 9.541
Indirect/deemed interest (units) 4,723,983
Indirect/deemed interest (%) 5.181
Total no of securities after change 13,422,495
Date of notice 03 Dec 2020
Date notice received by Listed Issuer 03 Dec 2020


Remarks :
The above disposal represented 1.274% of the outstanding Warrants of the Company.

Total no. of warrants held after the above transaction:

Direct interest:

Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai - 8,698,512 Warrants

Indirect interest:

Puan Sri Datin Seri Chan Mei Cheng (Wife) - 1,179,828 Warrants
Tan Hui Ting (Daughter) - 2,717,812 Warrants
Tan Hui Lun (Daughter) - 826,343 Warrants


Announcement Info

Company Name SWS CAPITAL BERHAD
Stock Name SWSCAP-WB
Date Announced 03 Dec 2020
Category Change in the Interest of Substantial Shareholder Pursuant to Section 138 of CA 2016
Reference Number CS2-03122020-00073